This is a fantastic opportunity to join the compliance team of a leading Global Investment management firm on a fixed term 6 month contract Salary £40,000 - £50,000 The Compliance Associate will be part of the Institutional Compliance team. Working closely with other members of the team the main purpose of the role is to undertake statutory notifications on a daily basis. Main Duties and Responsibilities · Undertake statutory notifications on a daily basis. · Guideline monitoring of Charles River alerts and warnings as required. · Maintenance of the Embargoed Securities List as required. · Provide cover and assistance for other team members as necessary. · Deal with ad hoc queries. · To demonstrate awareness of TCF in relation to compliance related matters. Technical Skills & Qualifications Required · The IMC or IAQ qualification is desirable although not essential · Previous experience of working in an asset management function is essential · Previous statutory notification experience is essential · Knowledge of Charles River or a similar guideline monitoring tool is desirable · Good working knowledge of FSA and/or SEC rules · Previous experience of using Bloomberg is required Competencies Required · Attention to detail. · Excellent communication skills, both written and spoken · Ability to build relationships both internally and externally, and interact effectively as all levels · Excellent knowledge of Microsoft office · Good planning, organisational and prioritisation skills are essential · Flexible, can-do attitude · Ability to work effectively under pressure and meet tight deadlines · Team player – able to work effectively with all members of the Compliance function Registration Required No For more Details, please visit our Website – www.hamlynwilliams.com and for further information send any queries to email@example.com Hamlyn Williams is an Executive Recruitment consultancy that specialises in placing Risk, Compliance, Regulatory & Information Security professionals globally:- offering Retained, Contingency and Interim/Contract recruitment solutions for the Financial & Professional Services.
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